AIBA

December 14, 2011 Meeting Presentations

William Sachs — Mon, 12 Dec 2011 17:48:01 +0000

For presentation material please click on the highlighted text: Meeting Regulatory Expectations Through Technology Assessments Donna DeMartino |Senior Director, Global Forensic and Dispute Services, Alvarez & Marsal And Craig D. Stone |Senior Director, Financial Industry Services, Alvarez & Marsal Recent Developments … Continue reading →

September 22, 2011 Meeting Presentations

William Sachs — Thu, 15 Sep 2011 00:34:20 +0000

Click to retrieve the presentation: Accume AIBA Effective BSA AML Audits 09 22 11 By K.D. Mehra, CAMS, CRCM, Managing Director, Accume Partners AIBA Vendor Management 2011 09 By Jay Bowman, CISA, CISMDirector, Accume Partners Suspicious Activity Reporting The Prosecutor’s Perspective By Sharon … Continue reading →

June 9th Seminar Agenda

William Sachs — Wed, 08 Jun 2011 00:04:26 +0000

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June 9th Seminar Materials

William Sachs — Tue, 07 Jun 2011 23:22:04 +0000

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Quarterly Meeting March 15, 2011

William Sachs — Thu, 05 May 2011 11:01:51 +0000

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Compliance Committee Meeting: March 8, 2011

webmaster — Wed, 09 Mar 2011 04:39:24 +0000

Minutes

Quarterly Meeting: December 2, 2010

webmaster — Fri, 03 Dec 2010 03:31:38 +0000

Agenda “Terrorist Financing and Banker’s Responsibilities“, Dennis M. Lormel, Senior Consultant, DML Associates, LLC “AML Update“, Robert L. Goecks, President, Egris LLC “FX Settlement Risk“, Michelle Fleming, VP, Director of Compliance, Associate General Counsel, CLS Bank International

Compliance Committee Meeting: November 3, 2010

webmaster — Thu, 04 Nov 2010 03:32:40 +0000

Minutes Presentation “The FFIEC BSA/AML Examination Manual – 2010 Revisions” Timothy P. Leary, Sr. Special AML Examiner, Board of Governors of the Federal Reserve System

Quarterly Meeting: September 22, 2010

webmaster — Thu, 23 Sep 2010 02:24:37 +0000

Agenda “Rogue Trading Risk Mitigation” Brent Camery, Capital Markets Risk Practice Leader, Crowe Horwarth “IIA Practice Guide: Internal Audit and Fraud” Mike Miller, Senior Manager, Fraud Risk Practice, Crowe Horwarth “Internal and External Systems Vulnerability Testing” Chris Wilkinson, Product Manager … Continue reading →

Compliance Committee Meeting: September 14, 2010

webmaster — Wed, 15 Sep 2010 03:27:50 +0000

Agenda Presentation “Overview of the New Iran Sanctions and Other Key OFAC Issues” Lorraine Lawlor, OFAC