Regulatory Perspectives, Risk, Compliance, Audit Challenges and Practical Strategies
2025 Outlook
Regulatory Perspectives,
Risk, Compliance, Audit Challenges and Practical Strategies
Understanding and prioritizing risk, compliance and audit practices continue to be among the greatest challenges for modern international financial services organizations.
On November 13, 2024 representatives of U.S. regulatory agencies will join subject matter experts from Stout and the international banking community to address critical topics, challenges and practical strategies to overcome them.
1:30 – 1:35 p.m.
Welcome
Michele M. Fleming, Chair, AIBACP
1:35 – 2:25 p.m.
Session 1- Outlook 2025: Regulators’ Perspectives
U.S. regulators will provide insight and expectations for the year ahead.
Moderator: Kyle Daddio, Managing Director, Stout
Panelists:
Beverly Jules, Compliance Risk Program Lead, Large Foreign Banking Organizations Officer,
Supervision Group, Federal Reserve Bank of NY
Brandon Christensen, National Bank Examiner, Office of the Comptroller of the Currency
2:25 – 2:35 p.m. B r e a k
2:35 – 3:25 p.m.
Session 2- Overcoming Operational Challenges- Institutional Perspectives
International bank SMEs will explore challenges and provide practical strategies for implementing
robust risk, compliance and audit programs.
Moderator: Uday Gulvadi, Managing Director- Regulatory and Financial Crimes Compliance,
Stout
Panelists:
Leanne Mascarenhas, Director of Internal Audit, Barclays
Andrew S. McAdams, Designated BSA/AML Officer, Nordea Abp, New York Branch
Anna Walters, Head of First Line Operational Risk, U.S. Internal Control, Scotiabank
3:25 – 3:35 p.m. B r e a k
3:35 – 4:25 p.m.
Session 3- Third Party Risk Management and Cyber Resilience
SMEs will discuss the impact of anticipated changes.
Panelists:
Pawneet Abramowski, CEO and Founder, PARC Solutions
Uday Gulvadi, Managing Director- Regulatory and Financial Crimes Compliance, Stout
4:25 – 4:30 p.m.
Closing Remarks- M. Fleming
CPE Credits
3 CPE credits will be awarded to members attending this seminar
Registration
aiba-us.org
Questions?
Rose Napoli- 917-273-0459 I rosenapoli23@gmail.com
aiba-us.org